On July 3, 2023, the U.S. Securities and Exchange Commission (the “SEC”) let expire a long-standing Division of Investment Management temporary no-action letter under the Investment Advisers Act of ...
The Markets in Financial Directive (“MiFID”) is a European Union law that provides harmonized regulation for investment services across the 31 member states of the European Economic Area (the 28 EU ...
The Financial Conduct Authority (FCA) has published a consultation paper, CP21/9, on some initial changes to its conduct and organisational requirements implementing the EU Markets in Financial ...
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