In the securities industry, regulators like to say that the compliance professionals are their “partners.” But every so often, those regulators charge one of their compliance partners with rule ...

Executive Summary: The Fourth Circuit recently upheld a finding of the National Labor Relations Board (NLRB) that four employees were not supervisors, even though each employee oversaw the daily work ...

When I ask leaders and teams to concisely summarize their company’s management approach, the pause I get hangs in the air like a frisbee tossed on a windy day. No one seems to know which direction the ...

Just because someone is a great supervisor doesn't mean he necessarily has the qualities needed for effective leadership, and vice versa. While larger companies may have the luxury of separate and ...

The failure of Silicon Valley Bank has sent shock waves through the U.S. and international banking system. One of the reasons, of course, was the bank’s shockingly weak financial condition. But it’s ...

Although they are most likely to move up, your most technically skilled employees don't always make the best supervisors. Newly promoted supervisors often need assistance to develop managerial skills ...

Reserve Bank of India (RBI) employees have sought a ‘thorough’ review of recent changes brought in the supervisory functions of the bank and the present mechanism. To revamp its supervisory mechanism, ...

She will add supervision of businesses licensed under Bermuda’s new Corporate Services Providers regime to her responsibilities.Shelby Weldon’s role will also expand as director of licensing and ...

The Financial Services Commission is being dismantled for the first time in 17 years. In order to improve efficiency in financial supervisory work and strengthen financial consumer protection, the ...

Mumbai: Under attack for not being able to prevent scams in the banking sector, the Reserve Bank of India (RBI) on Friday reorganised its supervisory and regulatory functions into two departments to ...

Under attack for not being able to prevent scams in the banking sector, the RBI on Friday reorganised its supervisory and regulatory functions into two departments to deal more effectively with ...